SEC Form 4 · accession 0001209191-18-046661
MAXIM INTEGRATED PRODUCTS INC · MXIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vivek Jain
Officer — SENIOR VP
Period of report
Aug 10, 2018
Accepted (ET)
Aug 14, 2018 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743316
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Aug 10, 2018 | M | 10,000 | $28.16 | A | 76,116 | D | |
| Common StockF4,F1 | Aug 10, 2018 | S | 10,000 | $61.8671 | D | 66,116 | D | |
| Common Stock | Aug 10, 2018 | S | 474 | $61.85 | D | 65,642 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option(right to buy)F5 | $28.16 | Aug 10, 2018 | M | 10,000 | A | Nov 15, 2017 | Sep 3, 2020 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Represents unvested Restricted Stock Units and Common Stock.
- F2The sale reported on this Form 4 was made on August 10, 2018 pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017.
- F3Includes 467 shares of Common Stock acquired under an Employee Stock Purchase Plan on May 18, 2018.
- F4Weighted average with prices ranging from $61.85 to $61.98.
- F5Date when shares become fully exercisable