SEC Form 4 · accession 0001209191-18-006147
MAXIM INTEGRATED PRODUCTS INC · MXIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vivek Jain
Officer — SENIOR VP
Period of report
Jan 29, 2018
Accepted (ET)
Jan 31, 2018 · 1:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743316
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jan 29, 2018 | M | 5,000 | $28.16 | A | 76,986 | D | |
| Common StockF1 | Jan 29, 2018 | S | 5,000 | $60.00 | D | 71,986 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option(right to buy)F4 | $28.16 | Jan 29, 2018 | M | 5,000 | A | Aug 15, 2017 | Sep 3, 2020 | Common Stock | 5,000 | 20,000 | D |
Explanation of responses
- F1Represents unvested Restricted Stock Units and Common Stock.
- F2The sale reported on this Form 4 was made on January 29, 2018 pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017.
- F3Includes 7 shares of Common Stock acquired under an Employee Stock Purchase Plan on November 17, 2017
- F4Date when shares become fully exercisable