SEC Form 4 · accession 0001209191-17-064593
MAXIM INTEGRATED PRODUCTS INC · MXIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William D Watkins
Director
Period of report
Dec 6, 2017
Accepted (ET)
Dec 8, 2017 · 8:56 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743316
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 6, 2017 | M | 5,150 | $27.88 | A | 12,500 | D | |
| Common StockF2,F1 | Dec 6, 2017 | S | 5,150 | $51.4918 | D | 7,350 | D | |
| Common StockF1 | Dec 6, 2017 | M | 10,300 | $29.34 | A | 17,650 | D | |
| Common StockF2,F1 | Dec 6, 2017 | S | 10,300 | $51.4918 | D | 7,350 | D | |
| Common StockF3,F1 | Dec 6, 2017 | S | 4,200 | $51.4901 | D | 3,150 | D | |
| Common Stock | holding | — | — | — | 6,750 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (right to buy)F4 | $27.88 | Dec 6, 2017 | M | 5,150 | D | May 15, 2016 | Nov 14, 2019 | Common Stock | 5,150 | 0 | D |
| Non-Qualified Stock Options (right to buy)F4 | $29.34 | Dec 6, 2017 | M | 10,300 | D | Nov 15, 2017 | Nov 13, 2020 | Common Stock | 10,300 | 0 | D |
Explanation of responses
- F1Represents unvested Restricted Stock Units and Common Stock.
- F2Weighted average with prices ranging from $51.43 to $51.55.
- F3Weighted average with prices ranging from $51.43 to $51.54.
- F4Date when shares became fully exercisable.