SEC Form 4 · accession 0001209191-17-063965
MAXIM INTEGRATED PRODUCTS INC · MXIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tunc Doluca
Officer — PRESIDENT, CEO & DIRECTOR · Director
Period of report
Dec 1, 2017
Accepted (ET)
Dec 5, 2017 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743316
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 1, 2017 | M | 50,000 | $22.28 | A | 206,552 | D | |
| Common StockF3,F1,F2,F4 | Dec 1, 2017 | S | 14,910 | $51.5883 | D | 1,193,939 | I | By Trust |
| Common StockF5,F1,F4 | Dec 1, 2017 | S | 6,090 | $52.0973 | D | 1,187,849 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (right to buy)F6 | $22.28 | Dec 1, 2017 | M | 50,000 | D | Nov 15, 2015 | Sep 6, 2018 | Common Stock | 50,000 | 104,468 | D |
Explanation of responses
- F1Represents unvested Restricted Stock Units and Common Stock.
- F2Includes the transfer of 4,542 shares on November 29, 2017 from direct to indirect holdings.
- F3Weighted average with prices ranging from $51.0100 to $52.0000
- F4Sale was made pursuant to 10b5
- F5Weighted average with prices ranging from $52.0100 to $52.2000
- F6Date when shares became fully exercisable.