SEC Form 4 · accession 0001209191-17-063957
MAXIM INTEGRATED PRODUCTS INC · MXIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Neil
Officer — SENIOR VP
Period of report
Dec 1, 2017
Accepted (ET)
Dec 5, 2017 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743316
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Dec 1, 2017 | M | 3,500 | $22.28 | A | 143,425 | D | |
| Common StockF4,F1,F2 | Dec 1, 2017 | S | 1,900 | $51.5472 | D | 141,525 | D | |
| Common StockF5,F1,F2 | Dec 1, 2017 | S | 1,600 | $52.0392 | D | 139,925 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (right to buy)F6 | $22.28 | Dec 1, 2017 | M | 3,500 | D | Nov 15, 2015 | Sep 6, 2018 | Common Stock | 3,500 | 28,000 | D |
Explanation of responses
- F1Represents unvested Restricted Stock Units and Common Stock.
- F2The sale reported on this Form 4 was made on December 1, 2017 pursuant to a Rule 10b5-1 trading plan adopted by the Reporting person on June 9, 2017.
- F3Includes 202 shares of Common Stock acquired under an Employee Stock Purchase Plan on November 17, 2017.
- F4Weighted average with prices ranging from $50.9200 to $51.9100
- F5Weighted average with prices ranging from $51.9200 to $52.1700
- F6Date when shares became fully exercisable.