SEC Form 4 · accession 0001209191-17-057946
MAXIM INTEGRATED PRODUCTS INC · MXIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vivek Jain
Officer — SENIOR VP
Period of report
Oct 23, 2017
Accepted (ET)
Oct 25, 2017 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743316
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 23, 2017 | M | 5,000 | $28.16 | A | 82,522 | D | |
| Common StockF3,F1,F2 | Oct 23, 2017 | S | 5,000 | $52.18 | D | 77,522 | D | |
| Common StockF3,F1,F2 | Oct 23, 2017 | S | 1,793 | $52.18 | D | 75,729 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option(right to buy)F4 | $28.16 | Oct 23, 2017 | M | 5,000 | A | Aug 15, 2017 | Sep 3, 2020 | Common Stock | 5,000 | 25,000 | D |
Explanation of responses
- F1Represents unvested Restricted Stock Units and Common Stock.
- F2The sale reported on this Form 4 was made on October 23, 2017 pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017.
- F3Weighted average with prices ranging from $51.78 to $52.53.
- F4Date when shares become fully exercisable