SEC Form 4 · accession 0001209191-17-051523
MAXIM INTEGRATED PRODUCTS INC · MXIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Neil
Officer — SENIOR VP
Period of report
Sep 1, 2017
Accepted (ET)
Sep 6, 2017 · 1:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743316
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 1, 2017 | M | 3,500 | $22.28 | A | 139,658 | D | |
| Common StockF3,F1,F2 | Sep 1, 2017 | S | 3,500 | $46.7618 | D | 136,158 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (right to buy)F4 | $22.28 | Sep 1, 2017 | M | 3,500 | D | Nov 15, 2015 | Sep 6, 2018 | Common Stock | 3,500 | 38,500 | D |
Explanation of responses
- F1Represents unvested Restricted Stock Units and Common Stock.
- F2The sale reported on this Form 4 was made on September 1, 2017 pursuant to a Rule 10b5-1 trading plan adopted by the Reporting person on June 9, 2017.
- F3Weighted average with prices ranging from $46.64 to $47.04.
- F4Date when shares became fully exercisable.