SEC Form 4 · accession 0001209191-17-050455
MAXIM INTEGRATED PRODUCTS INC · MXIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Edward Grady
Director
Period of report
Aug 24, 2017
Accepted (ET)
Aug 28, 2017 · 5:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743316
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 24, 2017 | M | 10,300 | $27.88 | A | 62,502 | D | |
| Common StockF2,F1 | Aug 24, 2017 | S | 10,300 | $45.0387 | D | 52,202 | D | |
| Common StockF1 | Aug 24, 2017 | M | 7,725 | $29.34 | A | 59,927 | D | |
| Common StockF2,F1 | Aug 24, 2017 | S | 7,725 | $45.0387 | D | 52,202 | D | |
| Common StockF1 | Aug 24, 2017 | M | 12,824 | $22.66 | A | 65,026 | D | |
| Common StockF2,F1 | Aug 24, 2017 | S | 12,824 | $45.0387 | D | 52,202 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (right to buy)F3 | $27.88 | Aug 24, 2017 | M | 10,300 | D | Nov 15, 2016 | Nov 14, 2019 | Common Stock | 10,300 | 0 | D |
| Non-Qualified Stock Options (right to buy)F3 | $29.34 | Aug 24, 2017 | M | 7,725 | D | Aug 15, 2017 | Nov 13, 2020 | Common Stock | 7,725 | 2,575 | D |
| Non-Qualified Stock Options (right to buy)F3 | $22.66 | Aug 24, 2017 | M | 12,824 | D | Nov 15, 2014 | Nov 15, 2017 | Common Stock | 12,824 | 0 | D |
Explanation of responses
- F1Represents unvested Restricted Stock Units and Common Stock.
- F2Weighted average with prices ranging from $45.00 to $45.095.
- F3Date when shares became fully exercisable.