SEC Form 4 · accession 0001209191-17-036907
MAXIM INTEGRATED PRODUCTS INC · MXIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vivek Jain
Officer — SENIOR VP
Period of report
May 30, 2017
Accepted (ET)
Jun 1, 2017 · 6:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743316
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 30, 2017 | S | 1,950 | $47.81 | A | 69,104 | D | |
| Common StockF1 | May 30, 2017 | S | 625 | $47.8238 | D | 68,479 | D | |
| Common StockF1 | May 30, 2017 | M | 10,000 | $28.16 | A | 78,479 | D | |
| Common StockF1 | May 30, 2017 | S | 10,000 | $47.81 | D | 68,479 | D | |
| Common StockF1 | May 31, 2017 | M | 10,000 | $28.16 | A | 78,479 | D | |
| Common StockF1 | May 31, 2017 | S | 10,000 | $47.92 | D | 68,479 | D | |
| Common StockF1 | May 31, 2017 | M | 12,000 | $27.30 | A | 80,479 | D | |
| Common StockF1 | May 31, 2017 | S | 12,000 | $47.92 | D | 68,479 | D | |
| Common StockF1 | May 31, 2017 | M | 13,125 | $27.30 | A | 81,604 | D | |
| Common StockF1 | May 31, 2017 | S | 13,125 | $47.99 | D | 68,479 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $28.16 | May 30, 2017 | M | 10,000 | D | May 15, 2017 | Sep 3, 2020 | Common Stock | 10,000 | 10,000 | D |
| Non-Qualified Stock Option (right to buy)F2 | $28.16 | May 31, 2017 | M | 10,000 | D | May 15, 2017 | Sep 3, 2020 | Common Stock | 10,000 | 0 | D |
| Non-Qualified Stock Option (right to buy)F2 | $27.30 | May 31, 2017 | M | 12,000 | D | Nov 15, 2016 | Sep 4, 2019 | Common Stock | 12,000 | 13,125 | D |
| Non-Qualified Stock Option (right to buy)F2 | $27.30 | May 31, 2017 | M | 13,125 | D | Nov 15, 2016 | Sep 4, 2019 | Common Stock | 13,125 | 0 | D |
Explanation of responses
- F1Represents unvested Restricted Stock Units and Common Stock.
- F2Date when shares became fully exercisable.