SEC Form 4 · accession 0001209191-17-033351
MAXIM INTEGRATED PRODUCTS INC · MXIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce E Kiddoo
Officer — SENIOR VP, CFO and CAO
Period of report
May 15, 2017
Accepted (ET)
May 17, 2017 · 6:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743316
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 15, 2017 | F | 1,410 | $46.03 | D | 60,450 | D | |
| Common StockF1,F2 | May 15, 2017 | F | 192 | $46.03 | D | 60,258 | D | |
| Common StockF1,F2 | May 15, 2017 | M | 25,000 | $27.30 | A | 85,258 | D | |
| Common StockF3,F1,F2 | May 15, 2017 | S | 25,000 | $46.3314 | D | 57,600 | D | |
| Common StockF2 | holding | — | — | — | 63,983 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nion-Qualified Stock Options (right to buy)F4 | $27.30 | May 15, 2017 | M | 25,000 | D | Nov 15, 2016 | Sep 4, 2019 | Common Stock | 25,000 | 53,062 | D |
Explanation of responses
- F1Represents unvested Restricted Stock Units and Common Stock.
- F2Includes the transfer of 2,658 shares from direct to indirect holdings.
- F3Weighted average with prices ranging from $46.3 to $46.38.
- F4Date when shares became fully exercisable.