SEC Form 4 · accession 0001209191-17-012037
MAXIM INTEGRATED PRODUCTS INC · MXIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vivek Jain
Officer — SENIOR VP
Period of report
Feb 15, 2017
Accepted (ET)
Feb 17, 2017 · 3:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743316
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2017 | F | 1,410 | $44.63 | D | 73,401 | D | |
| Common StockF1 | Feb 15, 2017 | M | 10,000 | $28.16 | A | 83,401 | D | |
| Common StockF2,F1 | Feb 15, 2017 | S | 10,000 | $44.8446 | D | 73,401 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (right to buy)F3 | $28.16 | Feb 15, 2017 | M | 10,000 | D | Feb 15, 2017 | Sep 3, 2020 | Common Stock | 10,000 | 70,000 | D |
Explanation of responses
- F1Represents unvested Restricted Stock Units and Common Stock
- F2Weighted average with prices ranging from $44.47 to $45.03.
- F3Date when shares became fully exercisable.