SEC Form 4 · accession 0001209191-17-009039
MAXIM INTEGRATED PRODUCTS INC · MXIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce E Kiddoo
Officer — SENIOR VP, CFO and CAO
Period of report
Feb 7, 2017
Accepted (ET)
Feb 9, 2017 · 3:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743316
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 7, 2017 | M | 21,062 | $22.28 | A | 87,182 | D | |
| Common StockF1 | Feb 7, 2017 | S | 21,062 | $44.90 | D | 66,120 | D | |
| Common StockF1 | Feb 7, 2017 | M | 3,938 | $27.30 | A | 70,058 | D | |
| Common StockF1 | Feb 7, 2017 | S | 3,938 | $44.90 | D | 66,120 | D | |
| Common Stock | holding | — | — | — | 68,667 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (right to buy)F2 | $22.28 | Feb 7, 2017 | M | 21,062 | D | Nov 15, 2015 | Sep 6, 2018 | Common Stock | 21,062 | 0 | D |
| Non-Qualified Stock Options (right to buy)F2 | $27.30 | Feb 7, 2017 | M | 3,938 | D | Nov 15, 2016 | Sep 4, 2019 | Common Stock | 3,938 | 78,062 | D |
Explanation of responses
- F1Represents unvested Restricted Stock Units and Common Stock.
- F2Date when shares became fully exercisable.