SEC Form 4 · accession 0001209191-17-003324
MAXIM INTEGRATED PRODUCTS INC · MXIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Neil
Officer — SENIOR VP
Period of report
Jan 9, 2017
Accepted (ET)
Jan 11, 2017 · 1:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743316
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jan 9, 2017 | M | 10,000 | $16.58 | A | 149,753 | D | |
| Common StockF1,F2,F3 | Jan 9, 2017 | S | 10,000 | $40.00 | D | 139,753 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (right to buy)F4 | $16.58 | Jan 9, 2017 | M | 10,000 | D | Nov 15, 2014 | Sep 7, 2017 | Common Stock | 10,000 | 76,000 | D |
Explanation of responses
- F1Represents unvested Restricted Stock Units and Common Stock.
- F2The sale reported on this Form 4 was made on January 9, 2017 pursuant to a Rule 10b5-1 trading plan adopted by the Reporting person on March 11, 2016.
- F3Includes 218 shares of Common Stock acquired under an Employee Stock Purchase Plan on November 18, 2016.
- F4Date when shares became fully exercisable.