SEC Form 4 · accession 0001209191-16-148810
MAXIM INTEGRATED PRODUCTS INC · MXIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Neil
Officer — SENIOR VP
Period of report
Nov 4, 2016
Accepted (ET)
Nov 8, 2016 · 12:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743316
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 4, 2016 | M | 5,612 | $16.58 | A | 147,104 | D | |
| Common StockF2,F1 | Nov 4, 2016 | S | 5,612 | $39.1686 | D | 141,492 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (right to buy)F3 | $16.58 | Nov 4, 2016 | M | 5,612 | D | Nov 15, 2014 | Sep 7, 2017 | Common Stock | 5,612 | 86,000 | D |
Explanation of responses
- F1Represents unvested Restricted Stock Units and Common Stock.
- F2Weighted average with prices ranging from $39.1672 to $39.175.
- F3Date when shares became fully exercisable.