SEC Form 4 · accession 0001209191-16-138236
MAXIM INTEGRATED PRODUCTS INC · MXIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven T Yamasaki
Officer — VP, HUMAN RESOURCES
Period of report
Aug 19, 2016
Accepted (ET)
Aug 23, 2016 · 11:27 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743316
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 19, 2016 | M | 13,058 | $22.28 | A | 75,329 | D | |
| Common StockF2,F1 | Aug 19, 2016 | S | 13,058 | $41.0628 | D | 62,271 | D | |
| Common StockF1 | Aug 19, 2016 | M | 21,954 | $27.30 | A | 84,225 | D | |
| Common StockF2,F1 | Aug 19, 2016 | S | 21,954 | $41.0628 | D | 62,271 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Options (right to buy)F3 | $22.28 | Aug 19, 2016 | M | 13,058 | D | Nov 15, 2015 | Sep 6, 2018 | Common Stock | 13,058 | 0 | D |
| Non Qualified Stock Options (right to buy)F3 | $27.30 | Aug 19, 2016 | M | 21,954 | D | Aug 15, 2016 | Sep 4, 2019 | Common Stock | 21,954 | 7,318 | D |
Explanation of responses
- F1Represents unvested Restricted Stock Units and Common Stock.
- F2Weighted average with prices ranging from $41.03 to $41.11.
- F3Date when shares became fully exercisable.