SEC Form 4 · accession 0001209191-16-137457
MAXIM INTEGRATED PRODUCTS INC · MXIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Caron
Officer — VP and Principal Acct Officer
Period of report
Aug 15, 2016
Accepted (ET)
Aug 17, 2016 · 3:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743316
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 15, 2016 | F | 494 | $40.91 | D | 13,978 | D | |
| Common StockF1 | Aug 15, 2016 | M | 6,711 | $27.30 | A | 20,689 | D | |
| Common StockF2,F1 | Aug 15, 2016 | S | 6,711 | $40.971 | D | 13,978 | D | |
| Common StockF1 | Aug 16, 2016 | S | 819 | $40.3839 | D | 13,159 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (right to buy)F3 | $27.30 | Aug 15, 2016 | M | 6,711 | D | Aug 15, 2016 | Sep 4, 2019 | Common Stock | 6,711 | 6,711 | D |
Explanation of responses
- F1Represents unvested Restricted Stock Units and Common Stock.
- F2Weighted average with prices ranging from $40.9682 to $40.98.
- F3Date when shares became fully exercisable.