SEC Form 4 · accession 0001209191-16-135335
MAXIM INTEGRATED PRODUCTS INC · MXIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William D Watkins
Director
Period of report
Aug 1, 2016
Accepted (ET)
Aug 3, 2016 · 7:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743316
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 1, 2016 | S | 14,500 | $41.071 | D | 6,750 | I | By Trust |
| Common StockF2,F3 | Aug 1, 2016 | S | 11,600 | $41.061 | D | 1,550 | D | |
| Common StockF3 | Aug 1, 2016 | M | 5,150 | $27.88 | A | 6,700 | D | |
| Common StockF4,F3 | Aug 1, 2016 | S | 5,150 | $41.097 | D | 1,550 | D | |
| Common StockF3 | Aug 1, 2016 | M | 12,824 | $22.66 | A | 14,374 | D | |
| Common StockF4,F3 | Aug 1, 2016 | S | 12,824 | $41.097 | D | 1,550 | D | |
| Common StockF3 | Aug 1, 2016 | M | 10,300 | $26.87 | A | 11,850 | D | |
| Common StockF4,F3 | Aug 1, 2016 | S | 10,300 | $41.097 | D | 1,550 | D | |
| Common StockF3 | Aug 1, 2016 | M | 3,492 | $18.97 | A | 5,042 | D | |
| Common StockF4,F3 | Aug 1, 2016 | S | 3,492 | $41.163 | D | 1,550 | D | |
| Common StockF3 | Aug 1, 2016 | M | 2,920 | $18.97 | A | 4,470 | D | |
| Common StockF4,F3 | Aug 1, 2016 | S | 2,920 | $40.935 | D | 1,550 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (right to buy)F5 | $27.88 | Aug 1, 2016 | M | 5,150 | D | May 15, 2016 | Nov 14, 2019 | Common Stock | 5,150 | 5,150 | D |
| Non-Qualified Stock Options (right to buy)F5 | $22.66 | Aug 1, 2016 | M | 12,824 | D | Nov 15, 2014 | Nov 15, 2017 | Common Stock | 12,824 | 0 | D |
| Non-Qualified Stock Options (right to buy)F5 | $26.87 | Aug 1, 2016 | M | 10,300 | D | Nov 15, 2015 | Nov 16, 2018 | Common Stock | 10,300 | 0 | D |
| Non-Qualified Stock Options (right to buy)F5 | $18.97 | Aug 1, 2016 | M | 3,492 | D | Dec 31, 2013 | Dec 10, 2016 | Common Stock | 3,492 | 0 | D |
| Non-Qualified Stock Options (right to buy)F5 | $18.97 | Aug 1, 2016 | M | 2,920 | D | Dec 31, 2013 | Dec 10, 2016 | Common Stock | 2,920 | 0 | D |
Explanation of responses
- F1Weighted average with prices ranging from $41.00 to $41.24.
- F2Weighted average with prices ranging from $41.00 to $41.40.
- F3Represents unvested Restricted Stock Units and Common Stock.
- F4Weighted average with prices ranging from $40.93 to $41.42.
- F5Date when shares became fully exercisable.