SEC Form 4 · accession 0001209191-16-134228
MAXIM INTEGRATED PRODUCTS INC · MXIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Neil
Officer — SENIOR VP
Period of report
Jul 26, 2016
Accepted (ET)
Jul 28, 2016 · 2:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743316
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 26, 2016 | M | 15,000 | $18.11 | A | 152,949 | D | |
| Common StockF1,F2 | Jul 26, 2016 | S | 15,000 | $40.00 | D | 137,949 | D | |
| Common StockF1,F3 | Jul 27, 2016 | M | 12,772 | $18.11 | A | 150,721 | D | |
| Common StockF1,F3 | Jul 27, 2016 | S | 12,772 | $42.00 | D | 137,949 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (right to buy)F4 | $18.11 | Jul 26, 2016 | M | 15,000 | D | Dec 31, 2013 | Dec 1, 2016 | Common Stock | 15,000 | 12,772 | D |
| Non-Qualified Stock Options (right to buy) | $18.11 | Jul 27, 2016 | M | 12,772 | D | Dec 31, 2013 | Dec 1, 2016 | Common Stock | 12,772 | 0 | D |
Explanation of responses
- F1Represents unvested Restricted Stock Units and Common Stock.
- F2The sale reported on this Form 4 was made on July 26, 2016 pursuant to a Rule 10b5-1 trading plan adopted by the Reporting person on March 11, 2016.
- F3The sale reported on this Form 4 was made on July 27, 2016 pursuant to a Rule 10b5-1 trading plan adopted by the Reporting person on March 11, 2016.
- F4Date when shares became fully exercisable.