SEC Form 4 · accession 0001209191-16-127640
MAXIM INTEGRATED PRODUCTS INC · MXIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
B Kipling Hagopian
Director
Period of report
Jun 10, 2016
Accepted (ET)
Jun 14, 2016 · 3:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743316
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 10, 2016 | S | 13,850 | $37.5698 | D | 2,610 | I | By Trust |
| Common StockF2,F3 | Jun 10, 2016 | S | 18,000 | $37.5372 | D | 30,800 | D | |
| Common StockF3 | Jun 10, 2016 | M | 1,450 | $26.87 | A | 32,250 | D | |
| Common StockF4,F3 | Jun 10, 2016 | S | 1,450 | $37.5365 | D | 30,800 | D | |
| Common StockF3 | Jun 10, 2016 | M | 14,824 | $22.66 | A | 45,624 | D | |
| Common StockF4,F3 | Jun 10, 2016 | S | 14,824 | $37.5365 | D | 30,800 | D | |
| Common StockF3 | Jun 10, 2016 | M | 12,824 | $18.97 | A | 43,624 | D | |
| Common StockF4,F3 | Jun 10, 2016 | S | 12,824 | $37.5365 | D | 30,800 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (right to buy)F5 | $26.87 | Jun 10, 2016 | M | 1,450 | D | Nov 15, 2012 | Nov 16, 2018 | Common Stock | 1,450 | 0 | D |
| Non-Qualified Stock Options (right to buy)F5 | $22.66 | Jun 10, 2016 | M | 14,824 | D | Nov 15, 2014 | Nov 15, 2017 | Common Stock | 14,824 | 0 | D |
| Non-Qualified Stock Options (right to buy)F5 | $18.97 | Jun 10, 2016 | M | 12,824 | D | Dec 31, 2013 | Dec 10, 2016 | Common Stock | 12,824 | 0 | D |
Explanation of responses
- F1Weighted average with prices ranging from $37.55 to $37.58.
- F2Weighted average with prices ranging from $37.51 to $37.56.
- F3Represents unvested Restricted Stock Units and Common Stock.
- F4Weighted average with prices ranging from $37.51 to $37.555
- F5Date when shares became fully exercisable.