SEC Form 4 · accession 0001209191-16-126732
MAXIM INTEGRATED PRODUCTS INC · MXIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven T Yamasaki
Officer — VP, HUMAN RESOURCES
Period of report
Jun 8, 2016
Accepted (ET)
Jun 9, 2016 · 12:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743316
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 8, 2016 | M | 14,000 | $16.58 | A | 76,906 | D | |
| Common StockF3,F1,F2 | Jun 8, 2016 | S | 14,000 | $37.8047 | D | 62,906 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (right to buy)F4 | $16.58 | Jun 8, 2016 | M | 14,000 | D | Nov 15, 2014 | Sep 7, 2017 | Common Stock | 14,000 | 0 | D |
Explanation of responses
- F1Represents unvested Restricted Stock Units and Common Stock.
- F2Includes 47 shares of Common Stock acquired under an Employee Stock Purchase Plan on May 20, 2016.
- F3Weighted average with prices ranging from $37.80 to $37.81.
- F4Date when shares became fully exercisable.