SEC Form 4 · accession 0001209191-16-116025
MAXIM INTEGRATED PRODUCTS INC · MXIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Bergman
Director
Period of report
Apr 26, 2016
Accepted (ET)
Apr 28, 2016 · 8:58 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743316
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 26, 2016 | M | 12,824 | $18.97 | A | 109,424 | D | |
| Common StockF2,F1 | Apr 26, 2016 | S | 12,824 | $38.0955 | D | 96,600 | D | |
| Common Stock | Apr 26, 2016 | S | 5,000 | $38.1682 | D | 20,000 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (right to buy)F3 | $18.97 | Apr 26, 2016 | M | 12,824 | D | Dec 31, 2013 | Dec 10, 2016 | Common Stock | 12,824 | 0 | D |
Explanation of responses
- F1Represents unvested Restricted Stock Units and Common Stock.
- F2Weighted average with prices ranging from $38.09 to $38.13.
- F3Date when shares became fully exercisable.