SEC Form 4 · accession 0001209191-16-108018
MAXIM INTEGRATED PRODUCTS INC · MXIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vivek Jain
Officer — SENIOR VP
Period of report
Mar 10, 2016
Accepted (ET)
Mar 14, 2016 · 11:34 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743316
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 10, 2016 | M | 15,558 | $22.28 | A | 88,401 | D | |
| Common StockF2,F1 | Mar 10, 2016 | S | 15,558 | $33.7491 | D | 72,843 | D | |
| Common StockF1 | Mar 10, 2016 | S | 1,858 | $33.8604 | D | 70,985 | D | |
| Common StockF1 | Mar 10, 2016 | S | 864 | $33.8317 | D | 70,121 | D | |
| Common StockF1 | Mar 11, 2016 | M | 15,558 | $22.28 | A | 85,679 | D | |
| Common StockF3,F1 | Mar 11, 2016 | S | 15,558 | $34.4819 | D | 70,121 | D | |
| Common Stock | Mar 11, 2016 | S | 2,221 | $34.25 | D | 67,900 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F4 | $22.28 | Mar 10, 2016 | M | 15,558 | D | Nov 15, 2015 | Sep 6, 2018 | Common Stock | 15,558 | 15,558 | D |
| Non-Qualified Stock Option (right to buy)F4 | $22.28 | Mar 11, 2016 | M | 15,558 | D | Nov 15, 2015 | Sep 6, 2018 | Common Stock | 15,558 | 0 | D |
Explanation of responses
- F1Represents unvested Restricted Stock Units and Common Stock.
- F2Weighted average with prices ranging from $33.40 to $34.16.
- F3Weighted average with prices ranging from $34.03 to $34.68.
- F4Date when shares became fully exercisable.