SEC Form 4 · accession 0001209191-16-107524
MAXIM INTEGRATED PRODUCTS INC · MXIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vivek Jain
Officer — SENIOR VP
Period of report
Mar 8, 2016
Accepted (ET)
Mar 10, 2016 · 11:20 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743316
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 8, 2016 | M | 14,038 | $22.28 | A | 91,652 | D | |
| Common StockF2,F1 | Mar 8, 2016 | S | 14,038 | $33.5646 | D | 77,614 | D | |
| Common StockF3,F1 | Mar 8, 2016 | S | 2,425 | $33.6653 | D | 75,189 | D | |
| Common StockF1 | Mar 9, 2016 | M | 17,078 | $22.28 | A | 92,267 | D | |
| Common StockF4,F1 | Mar 9, 2016 | S | 17,078 | $33.6742 | D | 75,189 | D | |
| Common StockF5,F1 | Mar 9, 2016 | S | 2,346 | $33.5325 | D | 72,843 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F6 | $22.28 | Mar 8, 2016 | M | 14,038 | D | Nov 15, 2015 | Sep 6, 2018 | Common Stock | 14,038 | 48,194 | D |
| Non-Qualified Stock Option (right to buy)F6 | $22.28 | Mar 9, 2016 | M | 17,078 | D | Nov 15, 2015 | Sep 6, 2018 | Common Stock | 17,078 | 31,116 | D |
Explanation of responses
- F1Represents unvested Restricted Stock Units and Common Stock.
- F2Weighted average with prices ranging from $33.30 to $33.772769.
- F3Weighted average with prices ranging from $33.66 to $33.6667.
- F4Weighted average with prices ranging from $33.52 to $33.92.
- F5Weighted average with prices ranging from $33.5004 to $33.54.
- F6Date when shares became fully exercisable.