SEC Form 4 · accession 0001209191-16-100079
MAXIM INTEGRATED PRODUCTS INC · MXIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Caron
Officer — VP and Principal Acct Officer
Period of report
Feb 16, 2016
Accepted (ET)
Feb 18, 2016 · 5:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743316
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 16, 2016 | F | 575 | $32.45 | D | 17,371 | D | |
| Common StockF2,F1 | Feb 16, 2016 | S | 738 | $33.3649 | D | 16,633 | D | |
| Common StockF1 | Feb 16, 2016 | S | 848 | $33.1789 | D | 15,785 | D | |
| Common StockF1 | Feb 16, 2016 | M | 7,723 | $22.28 | A | 23,508 | D | |
| Common StockF3,F1 | Feb 16, 2016 | S | 7,723 | $33.1413 | D | 15,785 | D | |
| Common StockF1 | Feb 17, 2016 | M | 6,711 | $27.30 | A | 22,496 | D | |
| Common StockF4,F1 | Feb 17, 2016 | S | 6,711 | $33.4898 | D | 15,785 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (right to buy)F5 | $22.28 | Feb 16, 2016 | M | 7,723 | D | Nov 15, 2015 | Sep 6, 2018 | Common Stock | 7,723 | 0 | D |
| Non-Qualified Stock Options (right to buy)F5 | $27.30 | Feb 17, 2016 | M | 6,711 | D | Feb 15, 2016 | Sep 4, 2019 | Common Stock | 6,711 | 20,133 | D |
Explanation of responses
- F1Represents unvested Restricted Stock Units and Common Stock.
- F2Weighted average with prices ranging from $33.3639 to $33.365.
- F3Weighted average with prices ranging from $33.13 to $33.1495.
- F4Weighted average with prices ranging from $33.4884 to $33.50.
- F5Date when shares became fully exercisable.