SEC Form 4 · accession 0001209191-15-077951
MAXIM INTEGRATED PRODUCTS INC · MXIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Bergman
Director
Period of report
Oct 30, 2015
Accepted (ET)
Nov 3, 2015 · 12:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743316
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 30, 2015 | M | 18,000 | $35.83 | A | 109,000 | D | |
| Common StockF1,F2 | Oct 30, 2015 | M | 9,250 | $12.70 | A | 118,250 | D | |
| Common Stock | holding | — | — | — | 25,000 | I | Family Foundation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $35.83 | Oct 30, 2015 | M | 18,000 | D | Jul 1, 2009 | Nov 2, 2015 | Common Stock | 18,000 | 0 | D |
| Non-Qualified Stock Option (right to buy)F3 | $12.70 | Oct 30, 2015 | M | 9,250 | D | Dec 31, 2012 | Dec 15, 2015 | Common Stock | 9,250 | 0 | D |
Explanation of responses
- F1This transaction represents a stock option exercise using cash and the shares subject to this stock option are issued and held by the reporting person.
- F2Represents unvested Restricted Stock Units and Common Stock.
- F3Date when shares became fully exercisable.