SEC Form 4 · accession 0001209191-15-014514
MAXIM INTEGRATED PRODUCTS INC · MXIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chae Lee
Officer — Senior VP
Period of report
Feb 13, 2015
Accepted (ET)
Feb 17, 2015 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743316
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 13, 2015 | M | 50,000 | $27.45 | A | 120,141 | D | |
| Common StockF2,F1 | Feb 13, 2015 | S | 50,000 | $34.7644 | D | 70,141 | D | |
| Common StockF1 | Feb 13, 2015 | M | 16,768 | $16.58 | A | 86,909 | D | |
| Common StockF3,F1 | Feb 13, 2015 | S | 16,768 | $34.7126 | D | 70,141 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (right to buy)F4 | $27.45 | Feb 13, 2015 | M | 50,000 | D | Jul 1, 2010 | Aug 7, 2016 | Common Stock | 50,000 | 0 | D |
| Non-Qualified Stock Options (right to buy)F4 | $16.58 | Feb 13, 2015 | M | 16,768 | D | Nov 15, 2014 | Sep 7, 2017 | Common Stock | 16,768 | 0 | D |
Explanation of responses
- F1Represents unvested Restricted Stock Units and Common Stock.
- F2Weighted average with prices ranging from $34.66 to $34.89.
- F3Weighted average with prices ranging from $34.66 to $34.84.
- F4Date when shares became fully exercisable.