SEC Form 4 · accession 0001437749-17-015560
SPARTAN MOTORS INC · SPAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur D. Ickes
Officer — Officer of Special Projects
Period of report
Aug 31, 2017
Accepted (ET)
Sep 5, 2017 · 1:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743238
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 31, 2017 | M | 7,643 | $7.64 | A | 82,604 | D | |
| Common Stock | Aug 31, 2017 | D | 6,722 | $9.28 | D | 75,882 | D | |
| Common Stock | holding | — | — | — | 33,343 | I | Joint Trust with Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights | $7.64 | Aug 31, 2017 | M | 7,643 | D | Dec 31, 2007 | Dec 31, 2017 | Common Stock | 7,643 | 0 | D |