SEC Form 4 · accession 0001437749-15-015613
SPARTAN MOTORS INC · SPAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Daryl M Adams
Officer — President and CEO · Director
Period of report
Aug 10, 2015
Accepted (ET)
Aug 12, 2015 · 3:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743238
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 10, 2015 | A | 60,000 | $0.00 | A | 175,300 | D | |
| Common StockF2 | Aug 10, 2015 | P | 14,734 | $4.76 | A | 190,034 | D | |
| Common StockF3 | Aug 11, 2015 | P | 3,753 | $4.89 | A | 193,787 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This item reports the grant of 60,000 shares of restricted stock under the Spartan Motors, Inc. Stock Incentive Plan of 2012.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.68 to $4.87, inclusive. The reporting person undertakes to provide to Spartan Motors, Inc., any security holder of Spartan Motors, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.80 to $4.90, inclusive. The reporting person undertakes to provide to Spartan Motors, Inc., any security holder of Spartan Motors, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.