SEC Form 4 · accession 0001127602-18-028280
ARMSTRONG WORLD INDUSTRIES INC · AWI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Hershey
Officer — SVP, Gen Cnsl, Compliance
Period of report
Sep 20, 2018
Accepted (ET)
Sep 24, 2018 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007431
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 20, 2018 | M | 19,602 | $37.83 | A | 38,516 | D | |
| Common Stock | Sep 20, 2018 | M | 13,699 | $35.29 | A | 52,215 | D | |
| Common StockF2 | Sep 20, 2018 | S | 33,301 | $70.0253 | D | 18,914 | D | |
| Common Stock | Sep 21, 2018 | M | 717 | $37.83 | A | 19,631 | D | |
| Common Stock | Sep 21, 2018 | M | 1,500 | $35.29 | A | 21,131 | D | |
| Common StockF3 | Sep 21, 2018 | S | 2,217 | $70.037 | D | 18,914 | D | |
| Common Stock | Sep 24, 2018 | M | 255 | $35.29 | A | 19,169 | D | |
| Common StockF4 | Sep 24, 2018 | S | 255 | $70.45 | D | 18,914 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F5 | $37.83 | Sep 20, 2018 | M | 19,602 | D | — | Feb 28, 2022 | Common Stock | 19,602 | 717 | D |
| Stock Options (Right to Buy)F6 | $35.29 | Sep 20, 2018 | M | 13,699 | D | — | Jul 1, 2021 | Common Stock | 13,699 | 1,755 | D |
| Stock Options (Right to Buy)F5 | $37.83 | Sep 21, 2018 | M | 717 | D | — | Feb 28, 2022 | Common Stock | 717 | 0 | D |
| Stock Options (Right to Buy)F6 | $35.29 | Sep 21, 2018 | M | 1,500 | D | — | Jul 1, 2021 | Common Stock | 1,500 | 255 | D |
| Stock Options (Right to Buy)F6 | $35.29 | Sep 24, 2018 | M | 255 | D | — | Jul 1, 2021 | Common Stock | 255 | 0 | D |
Explanation of responses
- F1Option exercised and shares sold pursuant to a 10b5-1 Plan.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $70.00 to $71.25. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $70.00 to $70.30. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4The price reported is a weighted average price. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price.
- F5The stock options were granted on February 28, 2012. Grant has a graded vesting schedule. Date Exercisable will vary for each vesting tranche. All options are currently vested and exercisable.
- F6The stock options were granted on July 1, 2011. Grant has a graded vesting schedule. Date Exercisable will vary for each vesting tranche. All options are currently vested and exercisable.