SEC Form 4 · accession 0001127602-18-020361
ARMSTRONG WORLD INDUSTRIES INC · AWI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David S Cookson
Officer — SVP, Americas
Period of report
Jun 6, 2018
Accepted (ET)
Jun 7, 2018 · 5:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007431
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 6, 2018 | M | 12,412 | $37.83 | A | 33,281 | D | |
| Common Stock | Jun 6, 2018 | S | 12,412 | $63.00 | D | 20,869 | D | |
| Common Stock | Jun 6, 2018 | M | 7,218 | $45.32 | A | 28,087 | D | |
| Common Stock | Jun 6, 2018 | S | 7,218 | $63.00 | D | 20,869 | D | |
| Common Stock | Jun 6, 2018 | M | 7,706 | $47.17 | A | 28,575 | D | |
| Common Stock | Jun 6, 2018 | S | 7,706 | $63.00 | D | 20,869 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $37.83 | Jun 6, 2018 | M | 12,412 | D | — | Feb 28, 2022 | Common Stock | 12,412 | 0 | D |
| Stock Options (Right to Buy)F3 | $45.32 | Jun 6, 2018 | M | 7,218 | D | — | Feb 20, 2023 | Common Stock | 7,218 | 0 | D |
| Stock Options (Right to Buy)F4 | $47.17 | Jun 6, 2018 | M | 7,706 | D | — | Feb 25, 2024 | Common Stock | 7,706 | 0 | D |
Explanation of responses
- F1Options exercised and shares sold pursuant to a 10b5-1 Plan.
- F2The stock options were granted on February 28, 2012. Grant has a graded vesting schedule. Date Exercisable will vary for each vesting tranche. All options are currently vested and exercisable.
- F3The stock options were granted on February 20, 2013. Grant has a graded vesting schedule. Date Exercisable will vary for each vesting tranche. All options are currently vested and exercisable.
- F4The stock options were granted on February 25, 2014. Grant has a graded vesting schedule. Date Exercisable will vary for each vesting tranche. All options are currently vested and exercisable.