SEC Form 4 · accession 0001127602-17-002081
ARMSTRONG WORLD INDUSTRIES INC · AWI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ellen R. Romano
Officer — SVP, Human Resources
Period of report
Jan 17, 2017
Accepted (ET)
Jan 19, 2017 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007431
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 17, 2017 | M | 1,552 | $0.00 | A | 10,823 | D | |
| Common StockF2 | Jan 17, 2017 | F | 571 | $41.80 | D | 10,252 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1 | — | Jan 17, 2017 | M | 1,552 | D | — | — | Common Stock | 1,552 | 0 | D |
Explanation of responses
- F1Reflects the conversion of previously granted restricted stock units into shares of Issuer's common stock in connection with the settlement of the restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F2Represents the number of shares withheld by the Issuer to satisfy the Reporting Person's tax obligations upon the settlement of restricted stock units granted to the Reporting Person under the Issuer's 2011 Long-Term Incentive Plan.
- F3The restricted stock units were granted to the Reporting Person on February 25, 2014 and vested on December 31, 2016. Settlement of the units for common shares and delivery of the vested shares to the Reporting Person took place on January 17, 2017.