SEC Form 4/A · accession 0001209191-18-002693
OLIN Corp · OLN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Thomas J OKeefe
Officer — SVP, Ammunition
Period of report
Mar 1, 2017
Accepted (ET)
Jan 8, 2018 · 3:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000074303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $1 par value | Mar 1, 2017 | M | 10,000 | $14.28 | A | 59,706 | D | |
| Common Stock $1 par valueF1 | Mar 1, 2017 | S | 10,000 | $32.2642 | D | 49,706 | D | |
| Common Stock $1 par valueF2 | Mar 1, 2017 | M | 10,000 | $15.68 | A | 59,706 | D | |
| Common Stock $1 par valueF2,F3 | Mar 1, 2017 | S | 10,000 | $32.2642 | D | 49,706 | D | |
| Common Stock $1 par valueF4 | holding | — | — | — | 8,030 | I | By ESOP Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F5 | $14.28 | Mar 1, 2017 | M | 10,000 | D | Feb 5, 2010 | Feb 4, 2019 | Common Stock | 10,000 | 2,500 | D |
| Employee Stock Options (Right to Buy)F2,F6 | $15.68 | Mar 1, 2017 | M | 10,000 | D | Feb 5, 2011 | Feb 4, 2020 | Common Stock | 10,000 | 2,500 | D |
Explanation of responses
- F1Due to a clerical error, the average weighted sale price was incorrectly reported.
- F2Due to a clerical error, this transaction was not included on the original Form 4.
- F3This transaction was executed in multiple trades ranging from $32.19 to $32.355. The price reported above reflects the average weighted sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4The figure represents shares of Olin Common Stock held under the Olin Common Stock Fund of the Olin Corporation Contributing Employee Ownership Plan (CEOP), a tax conditioned plan reflecting transactions exempt under Rule 16b-3, as reported by the CEOP Plan Administrator as of January 15, 2017.
- F5The option vested in three equal annual installments on February 5, 2010, 2011 and 2012.
- F6The option vested in three equal annual installments on February 5, 2011, 2012 and 2013.