SEC Form 4/A · accession 0001209191-17-064595
OLIN Corp · OLN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John L McIntosh
Officer — EVP, Synergies & Systems
Period of report
Aug 4, 2017
Accepted (ET)
Dec 8, 2017 · 9:03 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000074303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $1 par valueF1 | Aug 4, 2017 | M | 24,000 | $20.29 | A | 84,391 | D | |
| Common Stock $1 par valueF1,F2 | Aug 4, 2017 | S | 24,000 | $31.5388 | D | 60,391 | D | |
| Common Stock $1 par valueF3 | holding | — | — | — | 9,635 | I | By ESOP Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F4 | $20.29 | Aug 4, 2017 | M | 24,000 | D | Feb 7, 2009 | Feb 6, 2018 | Common Stock | 24,000 | 0 | D |
Explanation of responses
- F1Due to a clerical error, an incorrect transaction date of 08/03/2017 was reported for this transaction.
- F2This transaction was executed in multiple trades ranging from $31.40 to $31.74. The price reported above reflects the average weighted sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3The figure represents shares of Olin Common Stock held under the Olin Common Stock Fund of the Olin Corporation Contributing Employee Ownership Plan (CEOP), a tax conditioned plan reflecting transactions exempt under Rule 16b-3, as reported by the CEOP Plan Administrator as of June 30, 2017.
- F4The option vested in three equal annual installments on February 9, 2009, 2010 and 2011.