SEC Form 4 · accession 0001209191-17-009880
OLIN Corp · OLN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J OKeefe
Officer — SVP, Ammunition
Period of report
Feb 10, 2017
Accepted (ET)
Feb 13, 2017 · 12:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000074303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $1 par value | Feb 10, 2017 | M | 7,500 | $20.29 | A | 45,350 | D | |
| Common Stock $1 par value | Feb 10, 2017 | F | 5,115 | $29.75 | D | 40,235 | D | |
| Common Stock $1 par value | Feb 10, 2017 | M | 14,250 | $21.92 | A | 54,485 | D | |
| Common Stock $1 par value | Feb 10, 2017 | F | 10,499 | $29.75 | D | 43,986 | D | |
| Common Stock $1 par valueF1 | holding | — | — | — | 8,030 | I | By ESOP Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F2 | $20.29 | Feb 10, 2017 | M | 7,500 | D | Feb 7, 2009 | Feb 6, 2018 | Common Stock | 7,500 | 0 | D |
| Employee Stock Options (Right to Buy)F3 | $21.92 | Feb 10, 2017 | M | 14,250 | D | Feb 10, 2013 | Feb 9, 2022 | Common Stock | 14,250 | 0 | D |
Explanation of responses
- F1The figure represents shares of Olin Common Stock held under the Olin Common Stock Fund of the Olin Corporation Contributing Employee Ownership Plan (CEOP), a tax conditioned plan reflecting transactions exempt under Rule 16b-3, as reported by the CEOP Plan Administrator as of January 15, 2017.
- F2The option vested in three equal annual installments on February 7, 2009, 2010 and 2011.
- F3The option vested in three equal annual installments on February 10, 2013, 2014 and 2015.