SEC Form 4/A · accession 0001209191-16-155481
OLIN Corp · OLN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John Maurice Sampson
Officer — VP - M&E, CAV/EPOXY/GCO
Period of report
Oct 5, 2015
Accepted (ET)
Dec 15, 2016 · 5:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000074303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $1 par valueF1,F2,F3 | Oct 5, 2015 | A | 12,454 | — | A | 12,454 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The number of shares reported in this column reflects the results of the final proration factor announced by The Dow Chemical Company and supersedes the estimated number of shares reported in the filing made by the reporting person on October 7, 2015.
- F2Shares received in exchange for Blue Cube Splitco Inc. (Splitco) common stock, in connection with the merger of a wholly owned subsidiary of issuer into Splitco (the Merger). Splitco stock was acquired in the exchange offer (Exchange Offer) made by The Dow Chemical Company (Dow). Under the terms of the Merger, each share of Splitco common stock converted into the right to receive 0.87482759 shares of Olin common stock.
- F3Due to a clerical error, 10,523 of these shares were incorrectly reported as indirectly owned by the Dow ESOP Trustee and the total ownership was overstated by 1,931 shares in the original filing and in the two Form 4s filed by the reporting person after November 5, 2015.