SEC Form 4 · accession 0001209191-16-151071
OLIN Corp · OLN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen C Curley
Officer — VP & Treasurer
Period of report
Nov 16, 2016
Accepted (ET)
Nov 18, 2016 · 9:30 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000074303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $1 par value | Nov 16, 2016 | M | 2,600 | $16.52 | A | 25,437 | D | |
| Common Stock $1 par valueF1 | Nov 16, 2016 | F | 2,600 | $25.0642 | D | 22,837 | D | |
| Common Stock $1 par value | Nov 17, 2016 | M | 4,400 | $16.52 | A | 27,237 | D | |
| Common Stock $1 par value | Nov 17, 2016 | F | 4,400 | $25.00 | D | 22,837 | D | |
| Common Stock $1 par valueF2 | holding | — | — | — | 16 | I | By ESOP Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F3 | $16.52 | Nov 16, 2016 | M | 2,600 | D | Feb 13, 2010 | Feb 13, 2017 | Common Stock | 2,600 | 10,900 | D |
| Employee Stock Options (Right to Buy)F3 | $16.52 | Nov 17, 2016 | M | 4,400 | D | Feb 13, 2010 | Feb 13, 2017 | Common Stock | 4,400 | 6,500 | D |
Explanation of responses
- F1This transaction was executed in multiple trades ranging from $25.01 to $25.15. The price reported above reflects the average weighted sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2The figure represents shares of Olin Common Stock held under the Olin Common Stock Fund of the Olin Corporation Contributing Employee Ownership Plan (CEOP), a tax conditioned plan reflecting transactions exempt under Rule 16b-3, as reported by the CEOP Plan Administrator as of September 30, 2016.
- F3The option vested in three equal annual installments on February 13, 2008, 2009 and 2010.