SEC Form 4/A · accession 0001209191-16-150470
OLIN Corp · OLN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Joseph D Rupp
Officer — Chairman · Director
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 3:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000074303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $1 par value | Nov 14, 2016 | M | 179,250 | $16.52 | A | 760,043 | D | |
| Common Stock $1 par value | Nov 14, 2016 | F | 120,570 | $24.56 | D | 639,473 | D | |
| Common Stock $1 par valueF1 | holding | — | — | — | 84,000 | I | By ESOP Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F2,F3 | $16.52 | Nov 14, 2016 | M | 179,250 | D | Feb 13, 2010 | Feb 13, 2017 | Common Stock | 179,250 | 0 | D |
Explanation of responses
- F1The figure represents shares of Olin Common Stock held under the Olin Common Stock Fund of the Olin Corporation Contributing Employee Ownership Plan (CEOP), a tax conditioned plan reflecting transactions exempt under Rule 16b-3, as reported by the CEOP Plan Administrator as of September 30, 2016.
- F2Due to a clerical error, this number was incorrectly reported as acquired rather than disposed.
- F3The option vested in three equal annual installments on February 13, 2008, 2009 and 2010.