SEC Form 4/A · accession 0001209191-16-150467
OLIN Corp · OLN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John E. Fischer
Officer — President & CEO · Director
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 3:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000074303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $1 par value | Nov 14, 2016 | M | 17,667 | $14.28 | A | 166,778 | D | |
| Common Stock $1 par value | Nov 14, 2016 | F | 10,272 | $24.56 | D | 156,506 | D | |
| Common Stock $1 par valueF1 | holding | — | — | — | 596 | I | By ESOP Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F2,F3 | $14.28 | Nov 14, 2016 | M | 17,667 | D | Feb 5, 2012 | Feb 5, 2019 | Common Stock | 17,667 | 51,083 | D |
Explanation of responses
- F1The figure represents shares of Olin Common Stock held under the Olin Common Stock Fund of the Olin Corporation Contributing Employee Ownership Plan (CEOP), a tax conditioned plan reflecting transactions exempt under Rule 16b-3, as reported by the CEOP Plan Administrator as of September 30, 2016.
- F2Due to a clerical error, this number was incorrectly reported as acquired rather than disposed.
- F3The option vested in three equal annual installments on February 5, 2010, 2011 and 2012.