SEC Form 4 · accession 0001209191-16-149864
OLIN Corp · OLN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dolores J Ennico
Officer — VP, Human Resources
Period of report
Nov 10, 2016
Accepted (ET)
Nov 14, 2016 · 5:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000074303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $1 par value | Nov 10, 2016 | M | 13,500 | $16.52 | A | 39,287 | D | |
| Common Stock $1 par value | Nov 10, 2016 | F | 9,273 | $24.05 | D | 30,014 | D | |
| Common Stock $1 par valueF1 | holding | — | — | — | 5,085 | I | By ESOP Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F2 | $16.52 | Nov 10, 2016 | M | 13,500 | D | Feb 13, 2010 | Feb 13, 2017 | Common Stock | 13,500 | 6,750 | D |
Explanation of responses
- F1The figure represents shares of Olin Common Stock held under the Olin Common Stock Fund of the Olin Corporation Contributing Employee Ownership Plan (CEOP), a tax conditioned plan reflecting transactions exempt under Rule 16b-3, as reported by the CEOP Plan Administrator as of September 30, 2016.
- F2The option vested in three equal annual installments on February 13, 2008, 2009 and 2010.