SEC Form 4 · accession 0001209191-15-074609
OLIN Corp · OLN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Thomas J OKeefe
Officer — President, Winchester
Period of report
Oct 5, 2015
Accepted (ET)
Oct 7, 2015 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000074303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $1 par valueF1 | Oct 5, 2015 | M | 4,721 | — | A | 32,769 | D | |
| Common Stock $1 par value | Oct 5, 2015 | D | 4,721 | $19.95 | D | 28,048 | D | |
| Common Stock $1 par valueF2 | holding | — | — | — | 13,128 | I | By ESOP Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1 | — | Oct 5, 2015 | M | 4,721 | D | Oct 5, 2015 | Oct 5, 2015 | Common Stock | 4,721 | 0 | D |
Explanation of responses
- F1Each share of phantom stock was the economic equivalent of one share of Olin Common Stock. All shares of phantom stock were held in the Olin Corporation Supplemental Contributing Employee Ownership Plan, and were settled in cash.
- F2The figure represents shares of Olin Common Stock held under the Olin Common Stock Fund of the Olin Corporation Contributing Employee Ownership Plan (CEOP), a tax conditioned plan reflecting transactions exempt under Rule 16b-3, as reported by the CEOP Plan Administrator as of September 30, 2015.