SEC Form 4 · accession 0001209191-15-074580
OLIN Corp · OLN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Frank W Chirumbole
Officer — President, Chlor Alkali Prod.
Period of report
Oct 5, 2015
Accepted (ET)
Oct 7, 2015 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000074303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $1 par valueF1 | Oct 5, 2015 | M | 1,799 | — | A | 28,683 | D | |
| Common Stock $1 par value | Oct 5, 2015 | D | 1,799 | $19.95 | D | 26,884 | D | |
| Common Stock $1 par valueF2 | holding | — | — | — | 822 | I | By ESOP Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1 | — | Oct 5, 2015 | M | 1,799 | D | Oct 5, 2015 | Oct 5, 2015 | Common Stock | 1,799 | 0 | D |
Explanation of responses
- F1Each share of phantom stock was the economic equivalent of one share of Olin Supplemental Contributing Employee Ownership Plan, and were settled in cash.
- F2The figure represents shares of Olin Common Stock held under the Olin Common Stock Fund of the Olin Corporation Contributing Employee Ownership Plan (CEOP), a tax conditioned plan reflecting transactions exempt under Rule 16b-3, as reported by the CEOP Plan Administrator as of September 30, 2015.