SEC Form 4 · accession 0000074260-18-000068
OLD REPUBLIC INTERNATIONAL CORP · ORI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven R Walker
Director
Period of report
Oct 12, 2018
Accepted (ET)
Oct 26, 2018 · 10:35 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000074260
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 12, 2018 | P | 1,000 | $20.21 | A | 23,000 | I | By Spouse |
| Common Stock | Oct 12, 2018 | S | 1,000 | $20.13 | D | 22,000 | I | By Spouse |
| Common Stock | Oct 12, 2018 | J | 0 | $0.00 | A | 3,500 | I | By IRA |
| Common Stock | Oct 12, 2018 | J | 0 | $0.00 | A | 22,500 | I | By SEP/IRA |
| Common Stock | Oct 12, 2018 | J | 0 | $0.00 | A | 12,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On October 12, 2018, Reporting Person placed a purchase order for shares of Issuer's common stock with his financial advisor and then cancelled that order in a second conversation that immediately followed. From that conversation, Reporting Person understood that the purchase order was being cancelled, but the order was instead filled and an offsetting sale order was placed that same day. The financial advisor did not inform Reporting Person that the initial purchase order had not been cancelled and that two offsetting transactions had occurred. Reporting Person became aware of the reportable transactions only upon receipt of brokerage confirmations. As a result, the filing of this Statement of Changes in Beneficial Ownership was delayed.
- F2No transactions to report related to this indirect ownership of 3,500 shares.
- F3No transactions to report related to this indirect ownership of 22,500 shares.
- F4No transactions to report related to this direct ownership of 12,000 shares.