SEC Form 4 · accession 0001437749-19-000610
US ECOLOGY, INC. · ECOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric L Gerratt
Officer — EVP and CFO
Period of report
Jan 7, 2019
Accepted (ET)
Jan 9, 2019 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000742126
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 7, 2019 | M | 3,426 | $0.00 | A | 31,946 | D | |
| Common StockF2,F3 | Jan 9, 2019 | F | 4,393 | $63.67 | D | 27,553 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock UnitF1 | — | Jan 7, 2019 | M | 3,426 | D | — | Dec 31, 2018 | Common Stock | 3,426 | 0 | D |
Explanation of responses
- F1The number of shares reported represents the shares earned during the three year performance period ending December 31, 2018 (as calculated on January 7, 2019) based on US Ecology, Inc.'s total shareholder return relative to the S&P 600 (weighted at 50%) and a peer group of certain companies in the environmental and facilities services industry (weighted at 50%). The target number of shares was 2,400 and the maximum number of shares available was 4,800 or 200% of target.
- F2Date on which number of shares to be withheld was determined upon election of reporting person.
- F3Number of shares withheld determined based on weighted average closing price of vested stock on January 7, 2019 (3,426 shares), January 3, 2019 (3,900 shares) and December 31, 2018 (1,300 shares).