SEC Form 4 · accession 0001437749-19-000336
US ECOLOGY, INC. · ECOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Marshall
Officer — EVP of Reg. Compl. & Safety
Period of report
Jan 2, 2019
Accepted (ET)
Jan 4, 2019 · 3:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000742126
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 2, 2019 | A | 2,300 | $0.00 | A | 12,683 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF2 | $63.85 | Jan 2, 2019 | A | 4,200 | A | Jan 1, 2020 | Jan 1, 2029 | Common Stock | 4,200 | 4,200 | D |
Explanation of responses
- F1Restricted stock issued pursuant to US Ecology, Inc. Omnibus Incentive Plan, vesting annually over three years.
- F2Issued pursuant to US Ecology, Inc. Omnibus Incentive Plan, vesting annually over three years.