SEC Form 4 · accession 0001437749-18-016335
US ECOLOGY, INC. · ECOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven D Welling
Officer — EVP Sales & Marketing
Period of report
Aug 27, 2018
Accepted (ET)
Aug 29, 2018 · 3:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000742126
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 27, 2018 | M | 4,957 | $25.25 | A | 31,928 | D | |
| Common Stock | Aug 27, 2018 | M | 4,600 | $35.05 | A | 36,528 | D | |
| Common Stock | Aug 27, 2018 | S | 9,557 | $72.4191 | D | 26,971 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option | $25.25 | Aug 27, 2018 | M | 4,957 | D | Mar 5, 2014 | Mar 4, 2023 | Common Stock | 4,957 | 0 | D |
| Common Stock Option | $35.05 | Aug 27, 2018 | M | 4,600 | D | Jan 4, 2017 | Jan 3, 2026 | Common Stock | 4,600 | 2,300 | D |