SEC Form 4 · accession 0001437749-18-015137
US ECOLOGY, INC. · ECOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric L Gerratt
Officer — EVP and CFO
Period of report
Aug 7, 2018
Accepted (ET)
Aug 9, 2018 · 5:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000742126
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 7, 2018 | M | 19,367 | $25.25 | A | 44,587 | D | |
| Common Stock | Aug 7, 2018 | M | 3,120 | $27.97 | A | 47,707 | D | |
| Common Stock | Aug 7, 2018 | M | 4,600 | $35.05 | A | 52,307 | D | |
| Common Stock | Aug 7, 2018 | S | 27,087 | $70.031 | D | 25,220 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option | $25.25 | Aug 7, 2018 | M | 19,367 | D | Mar 4, 2014 | Mar 4, 2023 | Common Stock | 19,367 | 0 | D |
| Common Stock Option | $27.97 | Aug 7, 2018 | M | 3,120 | D | Mar 4, 2014 | Mar 4, 2023 | Common Stock | 3,120 | 0 | D |
| Common Stock Option | $35.05 | Aug 7, 2018 | M | 4,600 | D | Jan 3, 2017 | Jan 3, 2026 | Common Stock | 4,600 | 2,300 | D |