SEC Form 4 · accession 0001437749-18-004317
US ECOLOGY, INC. · ECOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Marshall
Officer — EVP of Reg. Compl. & Safety
Period of report
Mar 7, 2018
Accepted (ET)
Mar 9, 2018 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000742126
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2018 | M | 320 | $0.00 | A | 8,186 | D | |
| Common Stock | Mar 8, 2018 | M | 697 | $0.00 | A | 8,883 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Mar 7, 2018 | M | 320 | D | — | — | Common Stock | 320 | 320 | D |
| Restricted Stock UnitsF3,F5 | — | Mar 8, 2018 | M | 697 | D | — | — | Common Stock | 697 | 1,393 | D |
Explanation of responses
- F1Represents the conversion of Restricted Stock Units into common stock. On March 8, 2016, the reporting person was granted 960 Restricted Stock Units.
- F2Represents the conversion of Restricted Stock Units into common stock. On March 9, 2017, the reporting person was granted 2,090 Restricted Stock Units.
- F3Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
- F4On March 8, 2016, the reporting person was granted 960 Restricted Stock Units, of which 320 vested on March 7, 2017 and 320 vested on March 7, 2018. The common stock into which such Restricted Stock Units converted on March 7, 2018 is reported on Table I of this Form 4. The remaining Restricted Stock Units will vest on March 7, 2019, subject to the reporting person's continued service with the Issuer.
- F5On March 9, 2017, the reporting person was granted 2,090 Restricted Stock Units, of which 697 vested on March 8, 2018. The common stock into which such Restricted Stock Units converted on March 8, 2018 is reported on Table I of this Form 4. The remaining Restricted Stock Units will vest on March 8, 2019 and March 8, 2020, subject to the reporting person's continued service with the Issuer.