SEC Form 4 · accession 0001437749-18-003549
US ECOLOGY, INC. · ECOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Simon G Bell
Officer — EVP & COO
Period of report
Feb 25, 2018
Accepted (ET)
Feb 28, 2018 · 5:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000742126
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2018 | M | 8,586 | $25.25 | A | 41,169 | D | |
| Common StockF1,F3 | Feb 25, 2018 | F | 3,944 | $54.98 | D | 37,225 | D | |
| Common StockF2,F3 | Feb 28, 2018 | F | 1,474 | $54.98 | D | 35,751 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option | $25.25 | Feb 25, 2018 | M | 8,586 | D | Mar 4, 2014 | Mar 4, 2023 | Common Stock | 8,586 | 18,507 | D |
Explanation of responses
- F1Shares tendered to satisfy exercise price.
- F2Shares tendered to satisfy tax withholding obligation.
- F3Closing price of stock on February 23, 2018; used to calculate number of shares tendered to satisfy the exercise price and tax withholding obligation.