SEC Form 4 · accession 0001437749-17-010060
US ECOLOGY, INC. · ECOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Marshall
Officer — EVP of Reg. Compl. & Safety
Period of report
May 23, 2017
Accepted (ET)
May 25, 2017 · 1:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000742126
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 23, 2017 | A | 1,188 | — | A | 5,166 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF2 | $50.50 | May 23, 2017 | A | 3,487 | A | Jan 2, 2018 | Jan 1, 2027 | Common Stock | 3,487 | 3,487 | D |
Explanation of responses
- F1Issued pursuant to US Ecology, Inc. Omnibus Incentive Plan and vesting on January 1, 2020.
- F2Issued pursuant to US Ecology, Inc. Omnibus Incentive Plan and vesting in three equal annual installments beginning on January 1, 2018.