SEC Form 4 · accession 0001437749-15-016079
US ECOLOGY, INC. · ECOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven D Welling
Officer — EVP Sales and Mkt.
Period of report
Aug 18, 2015
Accepted (ET)
Aug 18, 2015 · 3:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000742126
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 18, 2015 | M | 4,100 | $16.18 | A | 18,920 | D | |
| Common Stock | Aug 18, 2015 | M | 3,422 | $25.25 | A | 22,342 | D | |
| Common StockF1 | Aug 18, 2015 | S | 7,522 | $52.07 | D | 14,820 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option | $16.18 | Aug 18, 2015 | M | 4,100 | D | Apr 10, 2011 | Mar 10, 2021 | Common Stock | 4,100 | 1,025 | D |
| Common Stock Option | $25.25 | Aug 18, 2015 | M | 3,422 | D | Mar 5, 2014 | Mar 4, 2023 | Common Stock | 3,422 | 18,197 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $52.00 to $52.34. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and prices at which the transaction was effected.